Form D · Hedge Fund

CDK Investments Ltd.

Baltimore, MD · CIK 0001514987

Offering snapshot reported Apr 20, 2016 · SEC filing

Reported sold
$2.5M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.25M$2.5MMar 15, 2011: $2,000,000.00Mar 15, 2011Feb 27, 2012: $2,000,000.00Apr 10, 2012: $2,000,000.00Apr 11, 2013: $2,000,000.00Apr 10, 2014: $2,500,000.00Apr 10, 2015: $2,500,000.00Apr 20, 2016: $2,500,000.00Apr 20, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2016Amendment$2,500,000$0vs Apr 10, 20153SEC filing
Apr 10, 2015Amendment$2,500,000$0vs Apr 10, 20143SEC filing
Apr 10, 2014Amendment$2,500,000$500,000vs Apr 11, 20133SEC filing
Apr 11, 2013Amendment$2,000,000$0vs Apr 10, 20122SEC filing
Apr 10, 2012Amendment$2,000,000$0vs Feb 27, 20122SEC filing
Feb 27, 2012Amendment$2,000,000$0vs Mar 15, 20112SEC filing
Mar 15, 2011Initial$2,000,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156705

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Thomas W. Keesee1375812CDK Financial Services LLC · CRD 124333
Delphine Pariente4717476CDK Financial Services LLC · CRD 124333

Source: Form D, filed Apr 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CDK INVESTMENTS, LTD.

Investment adviser: BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$250K

Reported in Form ADV on Jul 31, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS), LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. BERMUDA, Bermuda
Custodian CITCO GLOBAL CUSTODY (N.A.) N.V. CURACAO, Curacao Related to adviser: No
Marketer CDK FINANCIAL SERVICES, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1277

CDK FINANCIAL SERVICES, LLC
CRD 124333 · SEC 8-65657

Filing source

Form ADV 1335605 · Jul 31, 2019 · Schedule D 7.B.(1), fund 805-9966881507

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sidney Ahl Director
Peter H. Chapman Director
David M. Churchill Director
Dawn Griffiths Director
Thomas W. Keesee Director
Peter G.C. Mallinson Director
Brett D. Rogers Director
Derek Stapley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
901 S. Bond Street, Suite 400
Baltimore, MD, 21231