Form D · Hedge Fund

CDK Investments LP

New York, NY · CIK 0001322886

Offering snapshot reported Apr 10, 2014 · SEC filing

Reported sold: $11.3M
Investors reported: 11
Minimum accepted: $0
First sale: Feb 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 10, 2014	Amendment	$11,272,734	$0vs Apr 11, 2013	11	SEC filing
Apr 11, 2013	Amendment	$11,272,734	$0vs Apr 10, 2012	11	SEC filing
Apr 10, 2012	Amendment	$11,272,734	$0vs Feb 27, 2012	10	SEC filing
Feb 27, 2012	Amendment	$11,272,734	$250,000vs Feb 25, 2011	10	SEC filing
Feb 25, 2011	Amendment	$11,022,734	$5,253,898vs Mar 11, 2010	10	SEC filing
Mar 11, 2010	Amendment	$5,768,836	No comparison	6	SEC filing
Feb 15, 2006	Paper	Not reported	No comparison	Not reported	SEC filing
Mar 31, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-75642

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Thomas W. Keesee	1375812	CDK Financial Services, LLC · CRD 124333
Delphine Pariente	4717476	CDK Financial Services, LLC · CRD 124333

Source: Form D, filed Apr 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CDK INVESTMENTS, L.P.

Investment adviser: BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $250K

Reported in Form ADV on Jul 31, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS), LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. BERMUDA, Bermuda

Custodian CITCO GLOBAL CUSTODY (N.A.) N.V. CURACAO, Curacao Related to adviser: No

Marketer CDK FINANCIAL SERVICES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1277

CDK FINANCIAL SERVICES, LLC
CRD 124333 · SEC 8-65657

Filing source

Form ADV 1335605 · Jul 31, 2019 · Schedule D 7.B.(1), fund 805-7080645142

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Sidney Ahl	Executive
Peter H. Chapman	Executive
Churchill M. David	Executive
John O. Downing	Executive
David Kahen	Executive
Thomas W. Keesee	Executive
Peter G.C. Mallinson	Executive
Brett D. Rogers	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

405 Park Avenue 11 Th Floor
New York, NY, 10022