Form D · Other Investment Fund

CD Fund LP

Dallas, TX · CIK 0001372219

Offering snapshot reported Jul 3, 2013 · SEC filing

Reported sold
$35.8M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 27, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.9M$35.8MAug 14, 2009: $10,000,000.00Aug 14, 2009Sep 4, 2009: $15,000,000.00Mar 4, 2010: $16,900,000.00Apr 12, 2010: $18,800,000.00Aug 13, 2010: $19,800,000.00Nov 5, 2010: $20,800,000.00Feb 7, 2011: $35,800,000.00Feb 7, 2012: $35,800,000.00Feb 5, 2013: $35,800,000.00Jul 3, 2013: $35,800,000.00Jul 3, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 3, 2013Amendment$35,800,000$0vs Feb 5, 20134SEC filing
Feb 5, 2013Amendment$35,800,000$0vs Feb 7, 20124SEC filing
Feb 7, 2012Amendment$35,800,000$0vs Feb 7, 20114SEC filing
Feb 7, 2011Amendment$35,800,000$15,000,000vs Nov 5, 20104SEC filing
Nov 5, 2010Amendment$20,800,000$1,000,000vs Aug 13, 20103SEC filing
Aug 13, 2010Amendment$19,800,000$1,000,000vs Apr 12, 20103SEC filing
Apr 12, 2010Amendment$18,800,000$1,900,000vs Mar 4, 20103SEC filing
Mar 4, 2010Amendment$16,900,000$1,900,000vs Sep 4, 20093SEC filing
Sep 4, 2009Amendment$15,000,000$5,000,000vs Aug 14, 20092SEC filing
Aug 14, 2009Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-133685

Source: Form D, filed Jul 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CD FUND, L.P.

Investment adviser: CPMG, INC.

Gross asset value
$5.1M
Beneficial owners
8
ADV minimum commitment
$0

Reported in Form ADV on Aug 24, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor LANE GORMAN TRUBITT, LLC DALLAS, Texas, United States
Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian TEXAS CAPITAL BANK, NA DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

LANE GORMAN TRUBITT, LLC
PCAOB 508

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Filing source

Form ADV 1782896 · Aug 24, 2023 · Schedule D 7.B.(1), fund 805-3090038803

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Bateman Executive
N/A Cpmg, Inc. Director
Richard Mc Gaughy Director
James Traweek Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2000 Mckinney Avenue Suite 2125
Dallas, TX, 75201