Form D · Private Equity Fund

CCTO1 UBER1 LP

Santa Barbara, CA · CIK 0001753308

Offering snapshot reported Sep 19, 2018 · SEC filing

Reported sold: $3.45M
Investors reported: 5
Minimum accepted: $50K
First sale: Sep 10, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 19, 2018	Initial	$3,450,000	No comparison	5	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-321689

Source: Form D, filed Sep 19, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CCTO1 UBER1 LP

Investment adviser: CONNOR CAPITAL SB, LLC

Gross asset value: $2.94M
Beneficial owners: 7
ADV minimum commitment: $50K

Reported in Form ADV on Jun 7, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES CORAL GABLES, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP MIAMI, Florida, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1879963 · Jun 7, 2024 · Schedule D 7.B.(1), fund 805-7902605052

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John T. Connor	Executive
N/A Connor Capital Sb, Llc	Promoter
N/A Connor Capital Transportation Opportunities I Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1236 Coast Village Circle Suite G
Santa Barbara, CA, 93108