Form D · Private Equity Fund

CCP IV-SBIC, L.P.

Indianapolis, IN · CIK 0001682958

Offering snapshot reported Aug 17, 2017 · SEC filing

Reported sold
$106M
Offering amount: $110M
Investors reported
56
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 17, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$53.2M$106MAug 25, 2016: $43,389,746.00Aug 25, 2016Jan 18, 2017: $87,411,167.00Jan 18, 2017Aug 17, 2017: $106,395,939.00Aug 17, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$43,389,746 → $106,395,939
  • Reported investors25 → 56

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 17, 2017Amendment$106,395,939$63,006,193vs Aug 25, 201656SEC filing
Jan 18, 2017Amendment$87,411,167$44,021,421vs Aug 25, 201649SEC filing
Aug 25, 2016Initial$43,389,746No comparison25SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$639K (estimated)
Finders' fees
$0
Form D file number
021-269509
The amount of sales commissions has been incurred based on percentage commitments source by FBR, and may increase with additional commitments.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
FBR Capital Markets & Co.25027

Source: Form D, filed Aug 17, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CCP IV-SBIC, L.P.

Investment adviser: CENTERFIELD MANAGEMENT III, INC

Gross asset value
$163M
Beneficial owners
62
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US LLP CHICAGO, Illinois, United States
Custodian KEYCORP CLEVELAND, Ohio, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Filing source

Form ADV 2064456 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-1477751589

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
A. Faraz Abbasi Executive
N/A Ccp Iv Sbic, Llc Executive
N/A Centerfield Management, Inc. Executive
N/A Centerfield Management Iv, Inc. Executive
Mark A. Hollis Executive
D. Scott Lutzke Executive
Michael A. Miller Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 West Market Street, 3000 Market Tower
Indianapolis, IN, 46204