Form D · Private Equity Fund
CCP III-SBIC, L.P.
Indianapolis, IN · CIK 0001522187
Offering snapshot reported Jul 19, 2011 · SEC filing
- Reported sold
- $16M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- May 25, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 19, 2011 | Amendment | $16,000,000 | $0vs Jun 9, 2011 | 3 | SEC filing |
| Jun 9, 2011 | Initial | $16,000,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $43.8K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-161003
Source: Form D, filed Jul 19, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CCP III-SBIC, L.P.
Investment adviser: CENTERFIELD MANAGEMENT III, INC
- Gross asset value
- $24.1M
- Beneficial owners
- 10
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Filing source
Form ADV 1167616 · Mar 31, 2018 · Schedule D 7.B.(1), fund 805-7659728602
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Faraz Abbasi | Executive |
| Thomas Hiatt | Executive |
| Matthew Hook | Executive |
| Ccp Iii Sbic, L.P. | Executive |
| D. Scott Lutzke | Executive |
| Centerfield Management Iii, Inc. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Indianapolis, IN, 46204