Form D · Hedge Fund

CCGW1 LP

Santa Barbara, CA · CIK 0001708824

Offering snapshot reported Jun 3, 2019 · SEC filing

Reported sold
$20.4M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jun 12, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.2M$20.4MJun 14, 2017: $4,751,500.00Jun 14, 2017Jun 6, 2018: $20,359,500.00Jun 6, 2018Jun 3, 2019: $20,359,500.00Jun 3, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2019Amendment$20,359,500$0vs Jun 6, 20184SEC filing
Jun 6, 2018Amendment$20,359,500$15,608,000vs Jun 14, 20174SEC filing
Jun 14, 2017Initial$4,751,500No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-288672

Source: Form D, filed Jun 3, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CCGW1 LP

Investment adviser: CONNOR CAPITAL SB, LLC

Gross asset value
$4.36M
Beneficial owners
3
ADV minimum commitment
$50K

Reported in Form ADV on Mar 18, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC CORAL GABLES, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

INTERACTIVE BROKERS LLC
SEC 8-47257

Filing source

Form ADV 1284537 · Mar 18, 2019 · Schedule D 7.B.(1), fund 805-2531182939

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John T. Connor Executive
N/A Connor Capital Sb, Llc Promoter
N/A Connor Capital Transportation Opportunities I Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1236 Coast Village Circle Suite G
Santa Barbara, CA, 93108