Form D · Other Investment Fund

CCAP Fund 3, L.P.

Houston, TX · CIK 0001538776

Offering snapshot reported Jan 23, 2014 · SEC filing

Reported sold: $18M
Investors reported: 1
Minimum accepted: $0
First sale: Dec 27, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 23, 2014	Amendment	$18,000,000	$0vs Jan 3, 2013	1	SEC filing
Jan 3, 2013	Amendment	$18,000,000	$0vs Jan 6, 2012	1	SEC filing
Jan 6, 2012	Initial	$18,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-171347

Source: Form D, filed Jan 23, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CCAP FUND 3, L.P.

Investment adviser: COVARIANCE CAPITAL MANAGEMENT, INC.

Gross asset value: $37.6M
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on Aug 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES NEW YORK CITY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1135334 · Aug 30, 2017 · Schedule D 7.B.(1), fund 805-1877613000

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
CCAP Fund 3, L.P. (this fund)	Jan 23, 2014	$18,000,000	1
CCAP Fund 4, L.P.	Jan 23, 2014	$7,000,000	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
General Partner Ccap Gp, Llc	Promoter
Investment Manager Covariance Capital Management, Inc.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6400 Fannin, Suite 2400
Houston, TX, 77030