Form D · Hedge Fund

CC ARB International Fund, Ltd.

George Town, Grand Cayman, E9 · CIK 0001496493

Offering snapshot reported May 10, 2023 · SEC filing

Reported sold
$40.6M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20.3M$40.6MMay 15, 2020: $40,599,703.00May 15, 2020May 14, 2021: $40,599,703.00May 14, 2021May 13, 2022: $40,599,703.00May 13, 2022May 10, 2023: $40,599,703.00May 10, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2023Amendment$40,599,703$0vs May 13, 202213SEC filing
May 13, 2022Amendment$40,599,703$0vs May 14, 202113SEC filing
May 14, 2021Amendment$40,599,703$0vs May 15, 202013SEC filing
May 15, 2020Initial$40,599,703No comparison13SEC filing
May 23, 2019Amendment$40,599,703$0vs Sep 25, 201813SEC filing
Sep 25, 2018Amendment$40,599,703$1,011,816vs Sep 25, 201713SEC filing
Sep 25, 2017Amendment$39,587,887$0vs Sep 14, 201712SEC filing
Sep 14, 2017Amendment$39,587,887$0vs Sep 14, 201612SEC filing
Sep 14, 2016Amendment$39,587,887$496,047vs Sep 14, 201512SEC filing
Sep 14, 2015Amendment$39,091,840$0vs Sep 12, 201411SEC filing
Sep 12, 2014Amendment$39,091,840$4,000,000vs Sep 12, 201311SEC filing
Sep 12, 2013Amendment$35,091,840$5,500,000vs Sep 11, 201211SEC filing
Sep 11, 2012Amendment$29,591,840$1,000,000vs Aug 9, 20119SEC filing
Aug 9, 2011Amendment$28,591,840$14,850,000vs Jul 14, 20108SEC filing
Jul 14, 2010Initial$13,741,840No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-367059

Source: Form D, filed May 10, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CC ARB INTERNATIONAL FUND, LTD.

Investment adviser: CASTLE CREEK ARBITRAGE, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 7, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1721231 · Mar 7, 2023 · Schedule D 7.B.(1), fund 805-9497387474

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amir A. Ahmed Executive, Promoter
N/A Castle Creek Arbitrage, Llc Executive
Garth Ebanks Director
Peter C. Fletcher Executive, Promoter
Courtney Fong Executive
Paul Janowitz Executive
Christopher Le Beau Director
Betsy Mortel Director
Chris Perz Executive
Letitia Solomon Director
Allan Weine Executive, Promoter
Tim Woolaver Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Hsbc Trustee (Cayman) Limited Hsbc House, 68 West Bay Road
George Town, Grand Cayman, E9, KY1-1106