Form D · Hedge Fund

CC ARB FUND, LLC

Avon, CO · CIK 0001234612

Offering snapshot reported May 10, 2023 · SEC filing

Reported sold: $469M
Investors reported: 100
Minimum accepted: $1M
First sale: May 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$467,077,196 → $469,334,990

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 10, 2023	Amendment	$469,334,990	$2,257,794vs May 13, 2022	100	SEC filing
May 13, 2022	Amendment	$467,077,196	$20,250,000vs May 23, 2019	100	SEC filing
May 13, 2021	Amendment	$464,852,196	$16,925,000vs May 15, 2020	100	SEC filing
May 15, 2020	Initial	$447,927,196	No comparison	100	SEC filing
May 23, 2019	Amendment	$446,827,196	$500,000vs Sep 14, 2018	99	SEC filing
Sep 14, 2018	Amendment	$446,327,196	$2,250,000vs Sep 14, 2017	99	SEC filing
Sep 14, 2017	Amendment	$444,077,196	$7,105,000vs Sep 14, 2016	99	SEC filing
Sep 14, 2016	Amendment	$436,972,196	$3,100,000vs Sep 14, 2015	98	SEC filing
Sep 14, 2015	Amendment	$433,872,196	$102,963,416vs Sep 12, 2014	97	SEC filing
Sep 12, 2014	Amendment	$330,908,780	$19,192,987vs Sep 12, 2013	96	SEC filing
Sep 12, 2013	Amendment	$311,715,793	$17,550,000vs Sep 11, 2012	93	SEC filing
Sep 11, 2012	Amendment	$294,165,793	$0vs Sep 11, 2012	89	SEC filing
Sep 11, 2012	Amendment	$294,165,793	$10,497,000vs Aug 9, 2011	89	SEC filing
Aug 9, 2011	Amendment	$283,668,793	$11,958,500vs Jul 23, 2010	85	SEC filing
Jul 23, 2010	Amendment	$271,710,293	$68,839,355vs May 13, 2010	75	SEC filing
May 13, 2010	Amendment	$202,870,938	-$48,016,355vs Mar 11, 2010	51	SEC filing
Mar 11, 2010	Amendment	$250,887,293	$61,475,000vs Mar 13, 2009	66	SEC filing
Mar 13, 2009	Amendment	$189,412,293	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-55401

Source: Form D, filed May 10, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CC ARB FUND, LLC

Investment adviser: CASTLE CREEK ARBITRAGE, LLC

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Mar 7, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 1721231 · Mar 7, 2023 · Schedule D 7.B.(1), fund 805-3868703743

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Amir A. Ahmed	Executive, Promoter
Daniel B. Asher	Executive
N/A Castle Creek Arbitrage, Llc	Executive
Peter C. Fletcher	Executive, Promoter
Courtney Fong	Executive
Paul Janowitz	Executive
Chris Perz	Executive
William J. Shimanek	Executive
Allan D. Weine	Executive, Promoter
Connie Wick	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

111 W Beaver Creek Boulevard Po Box 3500
Avon, CO, 81620