Form D · Commercial Banking
CBOA FINANCIAL, INC.
Tucson, AZ · CIK 0001584412
Offering snapshot reported May 19, 2017 · SEC filing
- Reported sold
- $4.83M Offering amount: $9.45M
- Investors reported
- 76 Form D · investor count
- Minimum accepted
- $10.1K Reported outside-investor minimum
- First sale
- May 8, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 19, 2017 | Initial | $4,830,000 | No comparison | 76 | SEC filing |
| Jul 9, 2015 | Initial | $2,586,500 | No comparison | 44 | SEC filing |
| Jun 18, 2014 | Initial | $438,000 | No comparison | 11 | SEC filing |
| Aug 23, 2013 | Initial | $11,385,734 | No comparison | 77 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-287157
Source: Form D, filed May 19, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Assenmacher | Director |
| Bill Assenmacher | Director |
| Richard P Coleman | Director |
| Robert Decker | Director |
| Ken Flower | Director |
| James Frein | Director |
| Dean S. Greenberg | Director |
| Michael Hammond | Director |
| Robert Holland | Director |
| James Horvath | Director |
| Sean Lawley | Director |
| W. Sean Lawley | Director |
| John Pierce Lewis | Director, Executive |
| John F Munger | Director |
| Steve Pickering | Director |
| Michael Sheneman | Promoter |
| Kim Soule | Director |
| J Wendell Tyson | Director |
| J. Wendell Tyson | Director |
| Rich Vogel | Promoter |
| Beth Walkup | Director |
| Chris Webster | Promoter |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
3805 East Broadway Boulevard
Tucson, AZ, 85716
Tucson, AZ, 85716