Form D · Other Banking and Financial Services
CBG Holdings, Inc.
Austin, TX · CIK 0001410384
Offering snapshot reported Mar 19, 2013 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $22.2K Reported outside-investor minimum
- First sale
- Mar 1, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 19, 2013 | Initial | $20,000,010 | No comparison | 13 | SEC filing |
| Jan 13, 2012 | Initial | $11,000,001 | No comparison | 10 | SEC filing |
| Aug 20, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $900K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-193522
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Croft & Bender, LLC | 46680 | Steve Tye · CRD 2781172 |
Source: Form D, filed Mar 19, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Brown | Director |
| Jeffrey Diehl | Director |
| Charles Doyle | Director |
| Mark Johnson | Executive |
| Mike Maples | Director |
| James Offerdahl | Director |
| Jim Offerdahl | Director |
| Greg Petersen | Executive |
| James Schaper | Director |
| Jim Schaper | Director |
| R.H. "Hank" Seale | Director, Executive |
| R.H. Seale | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
9430 Research Boulevard Building Iv, Suite 120
Austin, TX, 78759
Austin, TX, 78759