Form D · Biotechnology
CBA PHARMA INC
Lexington, KY · CIK 0001143410
Offering snapshot reported Jan 30, 2015 · SEC filing
- Reported sold
- $100K Offering amount: $20M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 20, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2015 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Jun 6, 2013 | Amendment | $5,300,486 | $4,761,361vs Feb 28, 2012 | 136 | SEC filing |
| Feb 28, 2012 | Initial | $539,125 | No comparison | 41 | SEC filing |
| Apr 2, 2010 | Amendment | $3,928,115 | $3,803,115vs Mar 25, 2009 | 149 | SEC filing |
| Mar 25, 2009 | Initial | $125,000 | No comparison | Not reported | SEC filing |
| Jun 20, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-233209
Source: Form D, filed Jan 30, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Louis Carmichael | Executive |
| Robert P. Granacher, Jr., Md, Mba | Director |
| Beth Diane Gudeman | Director, Executive, Promoter |
| George P. Julius, Jr. | Director, Executive |
| Shelden Le Bron | Executive |
| Lawrence S. Martini | Executive |
| Scott Mc Kinney | Director, Executive |
| Robert K. Oldham, Md | Executive |
| W. Michael Putnam | Director, Executive, Promoter |
| Stephen Whitman | Director, Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
670 Perimeter Dr
Lexington, KY, 40517
Lexington, KY, 40517