Form D · Private Equity Fund

CAZ Strategic Credit Events Fund, L.P.

Houston, TX · CIK 0001683465

Offering snapshot reported Jul 21, 2017 · SEC filing

Reported sold: $31.9M
Investors reported: 42
Minimum accepted: $0
First sale: Jan 3, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$425,000 → $31,926,000
Reported investors3 → 42
Minimum accepted$10,000 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 21, 2017	Amendment	$31,926,000	$31,501,000vs Jan 23, 2017	42	SEC filing
Jan 23, 2017	Initial	$425,000	No comparison	3	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-279002

Source: Form D, filed Jul 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAZ STRATEGIC CREDIT EVENTS FUND, L.P.

Investment adviser: CAZ INVESTMENTS L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Jun 8, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PARTNERSADMIN LLC CARLSBAD, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States

Custodian FIRST REPUBLIC BANK LOS ANGELES, California, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1546186 · Jun 8, 2021 · Schedule D 7.B.(1), fund 805-4079570942

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Caz Investments Equity Sce Lp	Director
Christopher Alan Zook	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Riverway Suite 2000
Houston, TX, 77056