Form D · Private Equity Fund

CAZ Medical Royalty Fund, L.P.

Houston, TX · CIK 0001574395

Offering snapshot reported Jul 16, 2013 · SEC filing

Reported sold: $28.7M
Investors reported: 61
Minimum accepted: $500K
First sale: Apr 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 16, 2013	Amendment	$28,720,000	$0vs Apr 15, 2013	61	SEC filing
Apr 15, 2013	Initial	$28,720,000	No comparison	61	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-195039

Source: Form D, filed Jul 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAZ MEDICAL ROYALTY FUND, L.P.

Investment adviser: CAZ INVESTMENTS L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Mar 9, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PARTNERSADMIN LLC CARLSBAD, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP DALLAS, Texas, United States

Custodian FIRST REPUBLIC BANK LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

Filing source

Form ADV 1615661 · Mar 9, 2022 · Schedule D 7.B.(1), fund 805-1620986245

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
CAZ Medical Royalty Fund, L.P. (this fund)	Jul 16, 2013	$28,720,000	61
CAZ Medical Royalty Fund II, L.P.	May 6, 2015	$21,907,000	65
CAZ Medical Royalty Fund III, LP	Jan 14, 2020	$47,890,000	129

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Caz Investments Equity, L.P.	Promoter
Christopher A. Zook	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Riverway Suite 2000
Houston, TX, 77056