Form D · Hedge Fund

CAZ Interest Rate Opportunities Fund, L.P.

Houston, TX · CIK 0001525345

Offering snapshot reported Jun 23, 2016 · SEC filing

Reported sold
$4.18M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.82M$17.6MAug 5, 2011: $10,178,200.00Aug 5, 2011Mar 1, 2012: $3,810,204.00Mar 1, 2012: $14,671,290.00Mar 1, 2012: $1,000,000.00Mar 1, 2013: $1,000,000.00Mar 1, 2013: $14,371,290.00Mar 1, 2013: $3,910,204.00Jun 24, 2013: $3,910,204.00Jun 24, 2013: $14,371,290.00Jun 24, 2013: $1,000,000.00Jun 24, 2014: $4,058,948.00Jun 24, 2014: $17,172,248.00Jun 24, 2014: $2,000,000.00Jun 23, 2015: $4,062,682.00Jun 23, 2015: $17,647,098.00Jun 23, 2015: $1,000,000.00Jun 23, 2016: $1,000,000.00Jun 23, 2016: $17,647,098.00Jun 23, 2016: $4,183,260.00Jun 23, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,062,682 → $4,183,260
  • Reported investors21 → 22
  • Minimum accepted$1,000,000 → $500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 23, 2016Amendment$17,647,098$0vs Jun 23, 201522SEC filing
Jun 23, 2016Amendment$4,183,260$120,578vs Jun 23, 201522SEC filing
Jun 23, 2016Amendment$1,000,000$0vs Jun 23, 20152SEC filing
Jun 23, 2015Amendment$17,647,098$474,850vs Jun 24, 201422SEC filing
Jun 23, 2015Amendment$1,000,000-$1,000,000vs Jun 24, 20142SEC filing
Jun 23, 2015Amendment$4,062,682$3,734vs Jun 24, 201421SEC filing
Jun 24, 2014Amendment$4,058,948$148,744vs Jun 24, 201322SEC filing
Jun 24, 2014Amendment$17,172,248$2,800,958vs Jun 24, 201321SEC filing
Jun 24, 2014Amendment$2,000,000$1,000,000vs Jun 24, 20132SEC filing
Jun 24, 2013Amendment$1,000,000$0vs Mar 1, 20131SEC filing
Jun 24, 2013Amendment$3,910,204$0vs Mar 1, 201319SEC filing
Jun 24, 2013Amendment$14,371,290$0vs Mar 1, 201314SEC filing
Mar 1, 2013Amendment$1,000,000$0vs Mar 1, 20121SEC filing
Mar 1, 2013Amendment$14,371,290-$300,000vs Mar 1, 201214SEC filing
Mar 1, 2013Amendment$3,910,204$100,000vs Mar 1, 201219SEC filing
Mar 1, 2012Amendment$3,810,204-$6,367,996vs Aug 5, 201120SEC filing
Mar 1, 2012Amendment$1,000,000-$9,178,200vs Aug 5, 20111SEC filing
Mar 1, 2012Amendment$14,671,290$4,493,090vs Aug 5, 201114SEC filing
Aug 5, 2011Initial$10,178,200No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-164019
The total amount sold reflects sales of Series A Limited Partnership Interests.

Source: Form D, filed Jun 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAZ INTEREST RATE OPPORTUNITY FUND, L.P.

Investment adviser: CAZ INVESTMENTS L.P.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Feb 10, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FLEMING FINANCIAL SERVICES BEL AIR, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DENVER, Colorado, United States
Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. BOSTON, Massachusetts, United States Related to adviser: No
Custodian TRADESTATION SECURITIES, INC. PLANTATION, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097

TRADESTATION SECURITIES, INC.
SEC 8-48711

Filing source

Form ADV 1072439 · Feb 10, 2017 · Schedule D 7.B.(1), fund 805-7906079289

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Caz Investments Equity, L.P. Promoter
Christopher A. Zook Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Riverway Suite 2000
Houston, TX, 77056