Form D · Hedge Fund

CAZ Financial Recovery Fund, L.P.

Houston, TX · CIK 0001463144

Offering snapshot reported Mar 3, 2016 · SEC filing

Reported sold
$18.2M
Indefinite offering
Investors reported
43
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Nov 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.09M$18.2MMay 11, 2009: $8,539,135.00May 11, 2009May 24, 2010: $11,975,833.00Jun 14, 2011: $12,925,580.00Jun 14, 2012: $12,925,580.00Aug 22, 2012: $13,754,107.00Jun 24, 2013: $13,754,107.00Jun 24, 2014: $17,931,741.00Jun 23, 2015: $18,165,842.00Mar 3, 2016: $18,173,983.00Mar 3, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,165,842 → $18,173,983
  • Minimum accepted$1,000,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2016Amendment$18,173,983$8,141vs Jun 23, 201543SEC filing
Jun 23, 2015Amendment$18,165,842$234,101vs Jun 24, 201443SEC filing
Jun 24, 2014Amendment$17,931,741$4,177,634vs Jun 24, 201343SEC filing
Jun 24, 2013Amendment$13,754,107$0vs Aug 22, 201235SEC filing
Aug 22, 2012Amendment$13,754,107$828,527vs Jun 14, 201135SEC filing
Jun 14, 2012Amendment$12,925,580$0vs Jun 14, 201133SEC filing
Jun 14, 2011Amendment$12,925,580$949,747vs May 24, 201033SEC filing
May 24, 2010Amendment$11,975,833$3,436,698vs May 11, 200933SEC filing
May 11, 2009Initial$8,539,135No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-130838

Source: Form D, filed Mar 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAZ FINANCIAL RECOVERY FUND, L.P.

Investment adviser: CAZ INVESTMENTS L.P.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$250K

Reported in Form ADV on Feb 10, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FLEMING FINANCIAL SERVCICES BEL AIR, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP DENVER, Colorado, United States
Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097

Filing source

Form ADV 1072439 · Feb 10, 2017 · Schedule D 7.B.(1), fund 805-9020336775

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Caz Investments Equity Fr Lp Promoter
N/A Caz Investments, L.P. Promoter
Christopher Alan Zook Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Riverway Suite 2000
Houston, TX, 77056