Form D · Private Equity Fund

CAZ Co-Investment Opportunities Fund, L.P. - Didi Portfolio

Houston, TX · CIK 0001707211

Offering snapshot reported May 31, 2018 · SEC filing

Reported sold
$44M
Indefinite offering
Investors reported
180
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22M$44MJun 9, 2017: $17,312,500.00Jun 9, 2017Nov 3, 2017: $30,777,500.00Nov 3, 2017May 31, 2018: $44,034,500.00May 31, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$30,777,500 → $44,034,500
  • Reported investors126 → 180

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 31, 2018Amendment$44,034,500$13,257,000vs Nov 3, 2017180SEC filing
Nov 3, 2017Amendment$30,777,500$13,465,000vs Jun 9, 2017126SEC filing
Jun 9, 2017Initial$17,312,500No comparison58SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$150K (estimated)
Finders' fees
$0
Form D file number
021-288474
Broker is also entitled to a carried interest in Issuer.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Stephen A. Kohn & Associates, Ltd.41067

Source: Form D, filed May 31, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - DIDI PORTFOLIO

Investment adviser: CAZ INVESTMENTS L.P.

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Mar 27, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TMF SAN DIEGO LLC CARLSBAD, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP HOUSTON, Texas, United States
Custodian FIRST REPUBLIC BANK LOS ANGELES, California, United States Related to adviser: No
Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer DMK ADVISOR GROUP, INC. DENVER, Colorado, United States Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV0

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

DMK ADVISOR GROUP, INC.
CRD 41067 · SEC 801-121389

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1847571 · Mar 27, 2024 · Schedule D 7.B.(1), fund 805-5203768864

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Caz Investments Equity Cio Lp Director
Christopher Alan Zook Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Riverway Suite 2000
Houston, TX, 77056