Form D · Hedge Fund

Caxton Alpha Equity LLC

Princeton, NJ · CIK 0001466221

Offering snapshot reported Jun 16, 2010 · SEC filing

Reported sold: $69.5M
Investors reported: 22
Minimum accepted: $5M
First sale: Apr 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$8,100,000 → $69,516,993
Reported investors6 → 22

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 16, 2010	Amendment	$69,516,993	$61,416,993vs Jun 17, 2009	22	SEC filing
Jun 17, 2009	Amendment	$8,100,000	$0vs Jun 17, 2009	6	SEC filing
Jun 17, 2009	Initial	$8,100,000	No comparison	6	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-132041

This is a clarification for Item 11: The minimum investment amount set forth in Item 11 may be waived in the discretion of the Manager of the Issuer.

Source: Form D, filed Jun 16, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Scott B. Bernstein	Executive
Peter P D'angelo	Executive
John G. Forbes	Executive
Bruce S Kovner	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

731 Alexander Road Building 2
Princeton, NJ, 08540