Form D · Other Investment Fund

Cavendish GMSP Holdings, LLC

Westport, CT · CIK 0001595577

Offering snapshot reported Jan 8, 2014 · SEC filing

Reported sold
$115M
Offering amount: $115M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 24, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2014Initial$115,000,000No comparison2SEC filing

Offering details

Securities
Equity, Debt, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$575K (estimated)
Finders' fees
$0
Form D file number
021-209525
The placement agent will also receive a fee based on a percentage of profits.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
T.H. Associates FZENone

Source: Form D, filed Jan 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAVENDISH GMSP HOLDINGS, LLC

Investment adviser: GREENFIELD PARTNERS, LLC

Gross asset value
$116M
Beneficial owners
2
ADV minimum commitment
$10M

Reported in Form ADV on Nov 5, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer TH ASSOCIATES FZE DUBAI, United Arab Emirates Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 953612 · Nov 5, 2015 · Schedule D 7.B.(1), fund 805-2059564164

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Altieri Executive
Michael Bradley Executive
N/A Gap Vii Gmsp Blocker Llc Promoter
Eugene A Gorab Executive
N/A Greenfield Partners, Llc Promoter
Barry Marcus Executive
Rajesh G Menon Executive
James S Nix Executive
Dean A Sotter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 Post Road West
Westport, CT, 06880