Form D · Other Investment Fund

Cavendish Futures Fund LLC

New York, NY · CIK 0001562622

Offering snapshot reported Jul 9, 2020 · SEC filing

Reported sold
$258M
Indefinite offering
Investors reported
1,977
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Feb 13, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$129M$258MMar 4, 2013: $26,731,735.00Mar 4, 2013Mar 4, 2014: $51,252,984.00Mar 3, 2015: $110,508,934.00Nov 17, 2015: $164,615,270.00Jul 12, 2016: $209,022,303.00Jul 10, 2017: $234,990,319.00Jul 9, 2018: $248,683,419.00Jul 9, 2019: $255,296,719.00Jul 9, 2020: $258,112,649.00Jul 9, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$255,296,719 → $258,112,649
  • Reported investors1,964 → 1,977

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 9, 2020Amendment$258,112,649$2,815,930vs Jul 9, 20191,977SEC filing
Jul 9, 2019Amendment$255,296,719$6,613,300vs Jul 9, 20181,964SEC filing
Jul 9, 2018Amendment$248,683,419$13,693,100vs Jul 10, 20171,936SEC filing
Jul 10, 2017Amendment$234,990,319$25,968,016vs Jul 12, 20161,851SEC filing
Jul 12, 2016Amendment$209,022,303$44,407,033vs Nov 17, 20151,600SEC filing
Nov 17, 2015Amendment$164,615,270$54,106,336vs Mar 3, 20151,303SEC filing
Mar 3, 2015Amendment$110,508,934$59,255,950vs Mar 4, 2014849SEC filing
Mar 4, 2014Amendment$51,252,984$24,521,249vs Mar 4, 2013428SEC filing
Mar 4, 2013Initial$26,731,735No comparison178SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$35M (estimated)
Finders' fees
$0
Form D file number
021-192699
The estimate includes amounts which may be payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS FINANCIAL SERVICES INC.8174

Source: Form D, filed Jul 9, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John J. Brown Director
Daryl Dewbrey Director, Executive
William Frey Director
Jennifer Magro Director, Executive
Jerry Pascucci Director, Executive
James Pellicane Director
Michael Perry Director, Executive
Robert Showers Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1285 Avenue Of The Americas 20 Th Floor
New York, NY, 10019