Form D · Other Real Estate
Cave Hollow Partners, LLC
Birmingham, AL · CIK 0001800093
Offering snapshot reported Jan 16, 2020 · SEC filing
- Reported sold
- $6.04M Offering amount: $6.7M
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $19K Reported outside-investor minimum
- First sale
- Dec 27, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 16, 2020 | Initial | $6,044,311 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $737K
- Finders' fees
- $0
- Form D file number
- 021-358254
Selling commissions: $382,060; Due Diligence Fees: $83,436; Marketing Allowance: $120,506; Managing Broker Fee: $151,107
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Patrick Capital Markets, LLC | 16518 | Gary Lee Moses · CRD 7074013 |
| Emerson Equity LLC | 130032 | Robin Naylor · CRD 1392433 |
| The Strategic Financial Alliance, Inc. | 126514 | Michael David Hostetler · CRD 4577165 |
Source: Form D, filed Jan 16, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chris Devine | Director |
| Green Rock Management, Llc | Director |
| Clayton Mobley | Director |
| Green Rock, Llc | Director |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2015 3 Rd Avenue N
Birmingham, AL, 35203
Birmingham, AL, 35203