Form D · Other Investment Fund

Cavalry CLO V, LTD.

Grand Cayman Ky1 1102, E9 · CIK 0001629788

Offering snapshot reported Jan 8, 2015 · SEC filing

Reported sold
$4.33M
Offering amount: $4.33M
Investors reported
1
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Dec 18, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2015Initial$4,328,500No comparison1SEC filing

Offering details

Securities
Debt
Exemptions
06b, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$27.8K
Finders' fees
$0
Form D file number
021-231785

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Deutsche Bank Securities2525

Source: Form D, filed Jan 8, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAVALRY CLO V, LTD

Investment adviser: REGIMENT CAPITAL MANAGEMENT, LLC

Gross asset value
$352M
Beneficial owners
3
ADV minimum commitment
$250K

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian US BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Filing source

Form ADV 891411 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-6072051842

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Betsy Mortel Director
Christopher Walter Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Fs Limited Pob 1093, Boundary Hall, Cricket Sq
Grand Cayman Ky1 1102, E9, 00000