Form D · Other Energy
CAUSwave, Inc.
Pittsboro, NC · CIK 0001608442
Offering snapshot reported Jun 2, 2014 · SEC filing
- Reported sold
- $4.43M Indefinite offering
- Investors reported
- 298 Form D · investor count
- Minimum accepted
- $600 Reported outside-investor minimum
- First sale
- Feb 19, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 2, 2014 | Initial | $4,427,575 | No comparison | 298 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 4a5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $19K
- Form D file number
- 021-218393
Currently the company is only authorized to issue a total of 100,000 shares.
Additional Finders' Fees in the form of Stock Options issued at 10% of Total Shares issued. Excercisable in whole options only. i.e., 10 shares = 1 stock option.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Jun 2, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Diane Rae Baldwin | Director |
| Jeffrey Lawton Riggs | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
72 Hillsboro Street
Pittsboro, NC, 27312
Pittsboro, NC, 27312