Form D · Other Investment Fund

Cathedral Lake CLO 2013, Ltd.

Grand Cayman, E9 · CIK 0001635413

Offering snapshot reported Mar 3, 2017 · SEC filing

Reported sold
$325M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 10, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$162M$325MMar 4, 2015: $324,500,000.00Mar 4, 2015Mar 3, 2016: $324,500,000.00Mar 3, 2016Mar 3, 2017: $324,500,000.00Mar 3, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors10 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2017Amendment$324,500,000$0vs Mar 3, 201611SEC filing
Mar 3, 2016Amendment$324,500,000$0vs Mar 4, 201510SEC filing
Mar 4, 2015Initial$324,500,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$3.6M
Finders' fees
$0
Form D file number
021-235227

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman Sachs & Co.361

Source: Form D, filed Mar 3, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CATHEDRAL LAKE CLO 2013, LTD.

Investment adviser: CLEARLAKE CAPITAL ASSET MANAGEMENT, LLC

Gross asset value
$285K
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on May 12, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WALKERS FIDUCIARY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Marketer JEFFERIES FINANCE LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

JEFFERIES FINANCE LLC
CRD 162264 · SEC 801-74480

Filing source

Form ADV 1989158 · May 12, 2025 · Schedule D 7.B.(1), fund 805-6422282231

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Carlson Capital, L.P. Promoter
Andrew Dean Director
Steven Manning Director
Ian Smith Director
Melanie Whittaker Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Box 1093, Queensgate House
Grand Cayman, E9, KY1-1102