Form D · Oil and Gas

CATHAY OIL & GAS LTD

Toronto Ont M5 E 1 J8, A6 · CIK 0001320139

Offering snapshot reported Dec 17, 2014 · SEC filing

Reported sold
$250K
Offering amount: $1M
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 19, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$125K$250KFeb 28, 2014: $180,000.00Feb 28, 2014Aug 19, 2014: $220,000.00Aug 19, 2014Dec 17, 2014: $250,000.00Dec 17, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$220,000 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 17, 2014Amendment$250,000$30,000vs Aug 19, 20145SEC filing
Aug 19, 2014Amendment$220,000$40,000vs Feb 28, 20145SEC filing
Feb 28, 2014Initial$180,000No comparison5SEC filing
Jan 21, 2014Amendment$345,000$140,000vs Aug 28, 20134SEC filing
Aug 28, 2013Amendment$205,000$100,000vs Jul 19, 20132SEC filing
Jul 19, 2013Initial$105,000No comparison2SEC filing
Dec 15, 2009Initial$100,000No comparison3SEC filing
Jul 25, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Feb 3, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Jan 3, 2006PaperNot reportedNo comparisonNot reportedSEC filing
Mar 4, 2005PaperNot reportedNo comparisonNot reported

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-212743
There was an error on the previous filing which included a subscriber outside of United States, the total closed in United States was $120,000. Another $100,000 was closed on August 8, 2014, which is included in this filing.

Source: Form D, filed Dec 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ian Brodie Brown Director, Executive
Peter H. Brodie Brown Director, Executive
Robert M. Miller Director, Executive
Floyd F. Sabins Director, Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
67 Yonge St Suite 808
Toronto Ont M5 E 1 J8, A6, 00000