Form D · Other
Cathay Forest Products Corp.
Richmond Hill, A6 · CIK 0001479498
Offering snapshot reported Dec 30, 2009 · SEC filing
- Reported sold
- $43.1K Offering amount: $43.1K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 15, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 30, 2009 | Initial | $43,142 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.59K
- Finders' fees
- $0
- Form D file number
- 021-137291
Common Shares
The underwriters will also receive warrants to purchase Common Shares equal to 6% of shares sold. Each warrant is exercisable at approximate $0.61 through December 15, 2011.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dundee Securities Corporation | 16300 | |
| Canaccord Financial Ltd. | 7449 |
Source: Form D, filed Dec 30, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Duncanson | Director |
| John Housser | Director |
| Raymond Lo | Director |
| Steve Miller | Director |
| Anthony Ng | Director, Executive |
| Ermo Ou | Executive |
| Luc Perron | Executive |
| John Reynolds | Director |
| Run Peng Wei | Executive |
| Paul Wong | Director |
Issuer details
Industry: Other (See others in industry)
Address:
30 Wertheim Court Suite 14
Richmond Hill, A6, L4B 1B9
Richmond Hill, A6, L4B 1B9