Form D · Coal Mining
Catalyst Resources LLC
Pineville, KY · CIK 0001584804
Offering snapshot reported Jul 18, 2023 · SEC filing
- Reported sold
- $15.9M Offering amount: $18M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 22, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$179,681 → $15,938,372
- Reported investors6 → 20
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 18, 2023 | Amendment | $15,938,372 | $15,758,691vs Jan 14, 2021 | 20 | SEC filing |
| Jan 19, 2023 | Amendment | $3,032,000 | $2,932,000vs Jan 27, 2022 | 30 | SEC filing |
| May 19, 2022 | Initial | $250,000 | No comparison | 1 | SEC filing |
| Jan 27, 2022 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Jan 7, 2022 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Sep 8, 2021 | Initial | $800,000 | No comparison | 2 | SEC filing |
| Aug 25, 2021 | Amendment | $2,000,000 | No comparison | Not reported | SEC filing |
| Aug 4, 2021 | Initial | $500,000 | No comparison | Not reported | SEC filing |
| Jan 14, 2021 | Initial | $179,681 | No comparison | 6 | SEC filing |
| May 16, 2019 | Amendment | $2,500,000 | $0vs May 15, 2019 | 1 | SEC filing |
| May 15, 2019 | Initial | $2,500,000 | No comparison | 1 | SEC filing |
| Oct 26, 2016 | Amendment | $5,600,000 | $4,600,000vs May 18, 2016 | 15 | SEC filing |
| May 18, 2016 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Mar 25, 2014 | Amendment | $23,825,000 | $23,075,000vs Aug 27, 2013 | 5 | SEC filing |
| Aug 27, 2013 | Initial | $750,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $420K (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Carolina Financial Securities, LLC(CFS)will receive a cash placement fee equal to 3% of the aggregate amount of funds raised. CFS may share up to 50% of such placement fee with Carofin, LLC, an affiliated entity, for its assistance in the placement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce V Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed Jul 18, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kt Consulting, Inc. | Director |
| Rex Fought | Director |
| Edward Green | Executive |
| Bruce Victor Roberts | Executive |
Issuer details
Industry: Coal Mining (See others in industry)
Address:
102 W Kentucky Ave Suite 200 D
Pineville, KY, 40977
Pineville, KY, 40977