Form D · Other
Catalyst Funding, LLC
Brevard, NC · CIK 0001585188
Offering snapshot reported Aug 29, 2013 · SEC filing
- Reported sold
- $400K Offering amount: $14M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Aug 19, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 29, 2013 | Initial | $400,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-202070
This is a pass through entity that won't pay fees for amounts raised. Funds will be aggregated and an investment made in Calayst Resources, LLC. Catalyst Resources, LLC will pay the sales commission and will file a separate Form D that will reflect fees
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce Roberts | 1489110 | Carolina Financial Securities LLC · CRD 41970 |
| Catherine Hicks | 5945027 | Carolina Financial Securities, LLC · CRD 41970 |
| Thomas Young | 1196494 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed Aug 29, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce V. Roberts | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
185 W. Main St.
Brevard, NC, 28712
Brevard, NC, 28712