Form D · Oil and Gas
Catalyst Energy 2014-1, LP
Pittsburgh, PA · CIK 0001611306
Offering snapshot reported Mar 24, 2015 · SEC filing
- Reported sold
- $9.69M Offering amount: $80M
- Investors reported
- 126 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Nov 20, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 24, 2015 | Amendment | $9,691,089 | $0vs Mar 2, 2015 | 126 | SEC filing |
| Mar 2, 2015 | Amendment | $9,691,089 | No comparison | 126 | SEC filing |
| Jul 7, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $618K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-220437
Zero amount to be sold; program closed 12/31/14
Based on 7.0% sales commissions on $80,000,000 for registered broker-dealers entering into selling agreements with the issuer. None of the sales commissions will be paid out of the proceeds of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EMERSON EQUITY LLC | 130032 | |
| George Scheidt | 412886 | American Investors · CRD 38 |
| Brenda Dunn | 2496968 | Berthel Fisher & Co. · CRD 13609 |
| Robert Dagosta | 1903105 | Berthel Fisher & Co. · CRD 13609 |
| A. Sidney Browning | 3126567 | Berthel Fisher & Co. · CRD 13609 |
| Scott Doup | 1276995 | Berthel Fisher & Co. · CRD 13609 |
| Keith Johnson | 1666714 | Berthel Fisher & Co. · CRD 13609 |
| Keith Offel | 2570946 | Cambridge Investment Research Inc · CRD 39543 |
| Ahmad Hashemian | 1574079 | Centaurus Financial Inc · CRD 30833 |
| Brian Bernier | 1298285 | EDI Financial Inc. · CRD 15699 |
| Edward Riley | 1432890 | First Asset Financial Inc. · CRD 139107 |
| Joseph Geier | 2267993 | Geier Asset Management · CRD 109986 |
| Christopher Taylor | 3251069 | Hightower Financial Partners LLC · CRD 172962 |
| Charles Fischer | 1186289 | IMS Securities Inc. · CRD 35567 |
| Jeffrey Fisher | 4950246 | Independent Financial Group LLC · CRD 7717 |
| Steve Kraut | 1091154 | Independent Financial Group LLC · CRD 7717 |
| Kelly Clyde | 4825839 | Independent Financial Group LLC · CRD 7717 |
| Paul Huddle | 2445351 | Independent Financial Group LLC · CRD 7717 |
| Haynes Kendall | 1274737 | Independent Financial Group LLC · CRD 7717 |
| Chris Vizzi | 5095868 | Independent Financial Group LLC · CRD 7717 |
| Frank Kuiper | 1774282 | Independent Financial Group LLC · CRD 7717 |
| Kenny Kim | 2864085 | Independent Financial Group LLC · CRD 7717 |
| James Hanson | 2507473 | Independent Financial Group LLC · CRD 7717 |
| Sid Gautam | 1409621 | Investacorp Inc. · CRD 7684 |
| Ken Stone | 1198779 | Investacorp Inc. · CRD 7684 |
| Jerome Wall | 873778 | Investacorp Inc. · CRD 7684 |
| Terry Vrieze | 455952 | Investacorp Inc. · CRD 7684 |
| Thomas Kieffer | 1531908 | MidAmerica · CRD 47351 |
| Nathan Tiarks | 4130957 | Parkland Securities · CRD 115368 |
| Katie Buck | 4884942 | Parkland Securities · CRD 115368 |
| Bruce Zirpel | 2335170 | Securities America · CRD 10205 |
| Richard Pucci | 4659938 | Securities America · CRD 10205 |
| John Jenkins | 1163851 | Securities America · CRD 10205 |
| Matthew Jennings | 1642711 | Securities America · CRD 10205 |
| Sydney Riccio | 4668239 | Securities America · CRD 10205 |
| Kelli Gabriel | 2307234 | Securities America · CRD 10205 |
| Gregory Banner | 1729388 | Securities America · CRD 10205 |
| Ryan Olds | 4661294 | Securities America · CRD 10205 |
| Chad Crawford | 4257257 | Sigma Financial · CRD 14303 |
| Kyle Jobin | 4915438 | Sigma Financial · CRD 14303 |
| Kristine Miele | 2214295 | Sigma Financial · CRD 14303 |
| Carrie Cole | 1619384 | Sigma Financial · CRD 14303 |
| Scott Hayden | 4082716 | Sigma Financial · CRD 14303 |
| Louis Lobr | 4314977 | Sigma Financial · CRD 14303 |
| Christopher Jacob | 1501352 | Transamerica · CRD 16164 |
| Jeffrey Brown | 1789323 | Triad Advisors · CRD 25803 |
| Shawn Brickler | 1624186 | Triad Advisors · CRD 25803 |
| James Warring | 3198200 | Triad Advisors · CRD 25803 |
| David Maniet | 2566809 | Triad Advisors · CRD 25803 |
| Rebecca True | 4474579 | Triad Advisors · CRD 25803 |
| James Perry | 2661220 | Triad Advisors · CRD 25803 |
| Derek Ripp | 2996006 | Triad Advisors · CRD 25803 |
| Randall Martinez | 4930351 | Triad Advisors · CRD 25803 |
| Joseph Michaletz | 1327534 | Triad Advisors · CRD 25803 |
| David McInnis | 4399381 | Triad Advisors · CRD 25803 |
| Garry Savage | 1195330 | Wall Street Strategies · CRD 31268 |
Source: Form D, filed Mar 24, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Ryan Rodgers | Executive, Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
424 S. 27 Th Street, Suite 304
Pittsburgh, PA, 15203
Pittsburgh, PA, 15203