Form D · Oil and Gas
Catalyst Energy 2013-1, LP
Pittsburgh, PA · CIK 0001579973
Offering snapshot reported Mar 3, 2015 · SEC filing
- Reported sold
- $14.5M Offering amount: $30M
- Investors reported
- 223 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 31, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 223
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 3, 2015 | Amendment | $14,524,626 | No comparison | 223 | SEC filing |
| Jul 3, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.21M
- Finders' fees
- $0
- Form D file number
- 021-199004
Program closed 12/31/2013 no units left to sell.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ronald Birnbaum | 2382580 | Advisory Group Equity Services · CRD 15427 |
| Amy Gates | 2488456 | Advisory Group Equity Services · CRD 15427 |
| Jeffrey Lewis | 1744218 | Advisory Group Equity Services · CRD 15427 |
| Eric Nyland | 2871506 | Advisory Group Equity Services · CRD 15427 |
| George Scheidt | 412886 | American Investors Company · CRD 38 |
| Steven Kolinsky | 1090913 | American Portfolios Financial Services · CRD 18487 |
| Edward Moore | 4202226 | American Portfolios Financial Services · CRD 18487 |
| Douglas Schiffmiller | 4222388 | American Portfolios Financial Services · CRD 18487 |
| Albert Browning | 3126567 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| Brenda Dunn | 2496968 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| Keith Johnson | 1666714 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| J Richard Matheis | 869179 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| Andrew Topka | 5070107 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| Robert Edwin Perry | 360718 | Cadaret Grant & Co. · CRD 10641 |
| David Fountain | 2367858 | Cambridge Investment Research Inc. · CRD 39543 |
| Jack Hinds | 1038431 | Cambridge Investment Research Inc · CRD 39543 |
| Robert Lau | 1048404 | Cambridge Investment Research Inc · CRD 39543 |
| Richard Maas | 3198288 | Cambridge Investment Research Inc · CRD 39543 |
| Keith Offel | 2570946 | Cambridge Investment Research Inc · CRD 39543 |
| Alex Paoletto | 864081 | Cambridge Investment Research Inc · CRD 39543 |
| Loren Rex | 4403820 | Cambridge Investment Research Inc · CRD 39543 |
| Jared Roskelley | 3139812 | Cambridge Investment Research Inc · CRD 39543 |
| Craig Scherzer | 5470414 | Cambridge Investment Research Inc · CRD 39543 |
| Christopher Taylor | 3251069 | Cambridge Investment Research Inc · CRD 39543 |
| Eric Wegner | 2044977 | Cambridge Investment Research Inc · CRD 39543 |
| Evan Welch | 2966271 | Cambridge Investment Research · CRD 39543 |
| Jill Beach | 2487684 | Centaurus Financial Inc. · CRD 30833 |
| Ronald Burkard | 2703044 | Centaurus Financial Inc. · CRD 30833 |
| Robert Cannon | 2765289 | Centaurus Financial Inc. · CRD 30833 |
| Steven Chantler | 1233798 | Centaurus Financial Inc. · CRD 30833 |
| Ahmad Hashemian | 1574079 | Centaurus Financial Inc. · CRD 30833 |
| Kate King | 4654157 | Centaurus Financial Inc. · CRD 30833 |
| John Marcheso | 869337 | Centaurus Financial Inc. · CRD 30833 |
| John Routten | 818109 | Centaurus Financial Inc. · CRD 30833 |
| Eric Heckman | 2220911 | Heckman Financial & Insurance Services Inc, · CRD 111549 |
| Martin Batstone | 2171601 | Independent Financial Group · CRD 7717 |
| Kelly Clyde | 4825839 | Independent Financial Group · CRD 7717 |
| Damian Dering | 2854253 | Independent Financial Group · CRD 7717 |
| M Ian Dunlap | 5368000 | Independent Financial Group · CRD 7717 |
| H Scott Peck | 3088444 | Independent Financial Group · CRD 7717 |
| David Elhoff | 855864 | Independent Financial Group · CRD 7717 |
| Jeff Fisher | 4950246 | Independent Financial Group · CRD 7717 |
| James Hanson | 2507473 | Independent Financial Group · CRD 7717 |
| Paul Huddle | 2445351 | Independent Financial Group · CRD 7717 |
| Haynes Kendall | 1274737 | Independent Financial Group · CRD 7717 |
| Kenny Kim | 2864085 | Independent Financial Group · CRD 7717 |
| Ellen Lau | 4757064 | Independent Financial Group · CRD 7717 |
| Aubrey Morrow | 836500 | Independent Financial Group · CRD 7717 |
| Brian Solomon | 1715160 | Independent Financial Group · CRD 7717 |
| Chris Vizzi | 5095868 | Independent Financial Group · CRD 7717 |
| Sid Gautam | 1409621 | Investacorp Inc. · CRD 7684 |
| David Miller | 4648882 | Investacorp Inc · CRD 7684 |
| Nicholas Trifiro | 2682851 | Investacorp Inc · CRD 7684 |
| Thomas Hille | 3070017 | JRL Capital · CRD 108162 |
| Benjamin Barbour | 5948847 | Kalos Capital Inc. · CRD 44337 |
| Martin McFarlin | 2838151 | Kalos Capital Inc · CRD 44337 |
| Steven Netzel | 2863170 | Kalos Capital Inc · CRD 44337 |
| Ronald Russell | 2844140 | Kalos Capital Inc · CRD 44337 |
| Michael Welch | 4215661 | Kalos Capital Inc · CRD 44337 |
| Anthony O'Connor | 1579397 | Lincoln Investment · CRD 519 |
| Ryan Weber | 2665254 | Lincoln Investment · CRD 519 |
| Graham Wilson | 1197343 | Lincoln Investment · CRD 519 |
| Thomas Kieffer | 1531908 | MidAmerica Financial Services · CRD 47351 |
| David Levinson | 2644880 | Newport Coast Securities · CRD 16944 |
| Antonio Taddeo | 5110448 | Newport Coast Securities · CRD 16944 |
| James Reynolds | 4408485 | Northland Securities · CRD 40258 |
| Douglas Barton | 1494345 | Sammons Securities Co., LLC · CRD 115368 |
| Edwin Buck | 731779 | Sammons Securities Co., LLC · CRD 115368 |
| Jeff Buck | 4884887 | Sammons Securities Co., LLC · CRD 115368 |
| Katie Buck | 4884942 | Sammons Securities Co., LLC · CRD 115368 |
| Lorin Chun | 1103114 | Sammons Securities Co., LLC · CRD 115368 |
| Keven Crabtree | 1748048 | Sammons Securities Co., LLC · CRD 115368 |
| Harry Sechman | 2036874 | Sammons Securities Co., LLC · CRD 115368 |
| Eric Sechman | 5237126 | Sammons Securities Co., LLC · CRD 115368 |
| Christopher Hass | 2657637 | Sammons Securities Co., LLC · CRD 115368 |
| Lloyd Migita | 1377078 | Sammons Securities Co., LLC · CRD 115368 |
| Nathan Tiarks | 4130957 | Sammons Securities Co., LLC · CRD 115368 |
| Anthony Barcarella | 2503482 | Sigma Financial Corp. · CRD 14303 |
| Timothy Greene | 2622877 | Sigma Financial Corp. · CRD 14303 |
| Scott Hayden | 4082716 | Sigma Financial Corp. · CRD 14303 |
| Kyle Jobin | 4915438 | Sigma Financial Corp. · CRD 14303 |
| Harvey Kaluzna | 2073577 | Sigma Financial Corp. · CRD 14303 |
| Brad LeBlanc | 1583014 | Sigma Financial Corp. · CRD 14303 |
| Theresa Lombardi | 2563331 | Sigma Financial Corp. · CRD 14303 |
| David Matles | 2995484 | Sigma Financial Corp. · CRD 14303 |
| Gregory Michalkow | 2254728 | Sigma Financial Corp. · CRD 14303 |
| Kristine Miele | 2214295 | Sigma Financial Corp. · CRD 14303 |
| Thomas Redmond | 372381 | Sigma Financial Corp. · CRD 14303 |
| David Torres | 2358536 | Sigma Financial Corp. · CRD 14303 |
| Albert Tynes | 4695151 | Sigma Financial Corp. · CRD 14303 |
| Charles Vercellone | 1310964 | Sigma Financial Corp. · CRD 14303 |
| Jeffrey Brown | 1789323 | Triad Advisors Inc · CRD 25803 |
| David Maniet | 2566809 | Triad Advisors Inc · CRD 25803 |
| Randall Martinez | 4930351 | Triad Advisors Inc · CRD 25803 |
| Douglas Miller | 1946240 | Triad Advisors Inc · CRD 25803 |
| James Walesa | 1061209 | Triad Advisors Inc · CRD 25803 |
| James Warring | 3198200 | Triad Advisors Inc · CRD 25803 |
| Garry Savage | 1195330 | Wall Street Strategies · CRD 31268 |
Source: Form D, filed Mar 3, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Ryan Rodgers | Executive, Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
424 S. 27 Th Street, Suite 304
Pittsburgh, PA, 15203
Pittsburgh, PA, 15203