Form D · Oil and Gas
Catalyst Energy 2012-1 Limited Partnership
Pittsburgh, PA · CIK 0001550501
Offering snapshot reported Jan 11, 2013 · SEC filing
- Reported sold
- $10.9M Offering amount: $15M
- Investors reported
- 122 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 12, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$10,500,000 → $10,864,800
- Reported investors119 → 122
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 11, 2013 | Amendment | $10,864,800 | $364,800vs Dec 28, 2012 | 122 | SEC filing |
| Dec 28, 2012 | Amendment | $10,500,000 | No comparison | 119 | SEC filing |
| Jul 10, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $750K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-180926
Offering is now closed and no other sales will be made.
None of the Commissions will be paid out of the proceeds of the offering. The estimated amount is based on assumption that the full amount of the offering will be sold through brokers.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| STEPHEN DENARI | 5138293 | TRIAD ADVISORS, INC. · CRD 25803 |
| BRIAN BERNIER | 1298285 | ALLIED BEACON PARTNERS · CRD 46227 |
| WILLIAM DIOGUARDI | 1005567 | ALLIED BEACON PARTNERS · CRD 46227 |
| CARLA GOEDTKE | 2802912 | AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. · CRD 18487 |
| DOUG SCHIFFMILLER | 4222388 | AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. · CRD 18487 |
| EDWARD MOORE | 4202226 | AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. · CRD 18487 |
| TOM KIEFFER | 1531908 | ASHTON GARNETT SECURITIES, LLC · CRD 118286 |
| AHMAD HASHEMIAN | 1574079 | CENTAURUS FINANCIAL, INC. · CRD 30833 |
| JANE PRUGSANAPAN | 5270442 | CENTAURUS FINANCIAL, INC. · CRD 30833 |
| JODI SELLECK | 4594776 | CENTAURUS FINANCIAL, INC. · CRD 30833 |
| MARK REINKING | 1602957 | CENTAURUS FINANCIAL, INC. · CRD 20833 |
| MICHELE PASQUALE | 3214037 | CENTAURUS FINANCIAL, INC. · CRD 30833 |
| ROBERT CANNON | 2765289 | CENTAURUS FINANCIAL, INC. · CRD 30833 |
| WILLIAM WALTZ | 1525627 | CENTAURUS FINANCIAL, INC. · CRD 30833 |
| DAVID WITTER | 4519401 | FINANCIAL HARVEST WEALTH ADVISORS · CRD 148271 |
| RICHARD GAILEY | 2192928 | G A REPPLE & COMPANY · CRD 17486 |
| CHRIS VIZZI | 5095868 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| DONNA STEVENSON | 2856535 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| GARTH KRIEGER | 4055025 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| JAMES HANSON | 2507473 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| JAMES LAMONT | 2846228 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| JEFF FISHER | 4950246 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| KELLY CLYDE | 4825839 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| KENNY KIM | 2864085 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| SEAN O'CONNOR | 5597519 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| W. AUBREY MORROW | 836500 | INDEPENDENT FINANCIAL GROUP, LLC · CRD 7717 |
| THOMAS HILLE | 3070017 | JRL CAPITAL CORPORATION · CRD 10225 |
| DANIEL SAUR | 2424518 | KALOS CAPITAL, INC. · CRD 44337 |
| D. CRAIG MCKENNA | 1045137 | MADISON AVENUE SECURITIES, INC. · CRD 23224 |
| GLENN TEMPLIN | 707802 | MADISON AVENUE SECURITIES, INC. · CRD 23224 |
| GUY SCHOENBORN | 5968907 | MADISON AVENUE SECURITIES, INC. · CRD 23224 |
| JEFF DIXSON | 4166311 | MADISON AVENUE SECURITIES, INC. · CRD 23224 |
| ALVIN ABE | 1681818 | SAMMONS SECURITIES CO., LLC · CRD 115368 |
| CLARK GARDNER | 2930356 | SAMMONS SECURITIES CO., LLC · CRD 115368 |
| DAVID D. HARRIS | 2658691 | SAMMONS SECURITIES CO., LLC · CRD 115368 |
| EDWIN BUCK | 731770 | SAMMONS SECURITIES CO., LLC · CRD 115368 |
| JASON PAYNE | 2797103 | SAMMONS SECURITIES CO., LLC · CRD 115368 |
| KATIE BUCK | 4884942 | SAMMONS SECURITIES CO., LLC · CRD 115368 |
| LORIN CHUN | 1103114 | SAMMONS SECURITIES CO., LLC · CRD 115368 |
| DAVID MANIET | 2566809 | TRIAD ADVISORS, INC. · CRD 25803 |
| JAMES WALESA | 1061209 | TRIAD ADVISORS, INC. · CRD 25803 |
| RANDALL MARTINEZ | 4930351 | TRIAD ADVISORS, INC. · CRD 25803 |
| SCOTT HOHMAN | 2365196 | TRIAD ADVISORS, INC. · CRD 25803 |
| JAMES WARRING | 3198200 | TRIAD ADVISORS, INC. · CRD 25803 |
| JASON FREEMAN | 2995587 | TRIAD ADVISORS, INC. · CRD 25803 |
| JEFFREY BROWN | 1789323 | TRIAD ADVISORS, INC. · CRD 25803 |
| KEVIN X. SMITH | 4762177 | TRIAD ADVISORS, INC. · CRD 25803 |
| THOMAS REDMOND | 372381 | SIGMA FINANCIAL CORPORATION · CRD 14303 |
| KYLE JOBIN | 4915438 | SIGMA FINANCIAL CORPORATION · CRD 14303 |
| KRISTINE MIELE | 2214295 | SIGMA FINANCIAL CORPORATION · CRD 14303 |
| SCOTT HAYDEN | 4082716 | SIGMA FINANCIAL CORPORATION · CRD 14303 |
| ROBERT STEYERT | 1122075 | INDEPENDENT FINANCIAL GROUP, INC. · CRD 7717 |
| STAN SPACKEEN | 1398332 | TRIAD ADVISORS, INC. · CRD 25803 |
Source: Form D, filed Jan 11, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Inc. Catalyst Energy | Promoter |
| Llc Catalyst Energy Mgp | Promoter |
| Douglas Edward Jones | Executive |
| Paul Ryan Rodgers | Executive, Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
424 S. 27 Th Street Suite 304
Pittsburgh, PA, 15203
Pittsburgh, PA, 15203