Form D · Oil and Gas
CATALYST ENERGY 2009-2 LIMITED PARTNERSHIP
Cranberry Township, PA · CIK 0001479124
Offering snapshot reported Jan 15, 2010 · SEC filing
- Reported sold
- $3.74M Offering amount: $14.2M
- Investors reported
- 72 Form D · investor count
- Minimum accepted
- $14K Reported outside-investor minimum
- First sale
- Dec 31, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2010 | Amendment | $3,739,950 | $0vs Jan 13, 2010 | 72 | SEC filing |
| Jan 13, 2010 | Initial | $3,739,950 | No comparison | 72 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $145K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-137772
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jack T. Kennebeck | 267683 | QA3 Financial Corp. · CRD 14754 |
| Brian W. Bernier | 1298285 | Detwiller Fenton & Co. · CRD 1794 |
| Triad Investors, Inc. | 25803 | |
| Stephen William Gierl | 1086533 | Cambridge Investments Research, Inc. · CRD 39543 |
| Centaurus Financial, Inc. | 30833 | |
| David Alan Harris | 500413 | Chester Harris & Co., Inc. · CRD 7116 |
| Paul L. White | 133019 | Heritage Financial Systems, Inc. · CRD 133019 |
| David D. Harris | 2658691 | Sammons Securities Company, LLC · CRD 115368 |
| Christopher M. Vizzi | 5095868 | Independent Financial Group, LLC · CRD 7717 |
| John D. Herbert | 1556657 | Direct Capital Securities, Inc. · CRD 29639 |
| Joan E. Rounds | 4388514 | Okoboji Financial Services, Inc. · CRD 33727 |
| Richard A. Steele | 1336981 | Cambridge Investment Research, Inc. · CRD 39543 |
| Gary E. Augustine | 1979841 | Cambridge Investment Research, Inc. · CRD 39543 |
| John F. Mara | 1646745 | Detwiler Fenton & Co. · CRD 1794 |
| Donahue E. Jones | 1509740 | Okoboji Financial Services, Inc. · CRD 33727 |
| Ned A. Jones | 1509727 | Okoboji Financial Services, Inc. · CRD 33727 |
| Joel A. Beyer | 2515319 | QA3 Financial Corp. · CRD 14754 |
| J. Trent Byerly | 4187946 | QA3 Financial Corp. · CRD 14754 |
| Norman J. Hurwitz | 253858 | Sammons Securities Company, LLC · CRD 115368 |
| Thomas J. Kieffer | 1531908 | Sigma Financial Corporation · CRD 14303 |
| Arthur R. Papale | 356049 | Sigma Financial Corporation · CRD 14303 |
| Raymond M. Whittenburg | 1479468 | Sunset Financial Services, Inc. · CRD 3538 |
| Mark B. Reinking | 1602957 | Sunset Financial Services, Inc. · CRD 3538 |
| Jason F. Payne | 2797103 | Sammons Securities Company, LLC · CRD 115368 |
| Donald G. Limmer | 1832266 | Okoboji Financial Services, Inc. · CRD 33727 |
Source: Form D, filed Jan 15, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Catalyst Energy, Inc. | Promoter |
| Douglas Edward Jones | Executive |
| Janet R. O'malley | Executive |
| Paul Ryan Rodgers | Executive, Promoter |
| William Rodgers, Jr. | Executive, Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:Cranberry Township, PA, 16066