Form D · Oil and Gas
CATALYST ENERGY 2009-1 LIMITED PARTNERSHIP
Cranberry Township, PA · CIK 0001469710
Offering snapshot reported Oct 29, 2009 · SEC filing
- Reported sold
- $2.99M Offering amount: $2.99M
- Investors reported
- 48 Form D · investor count
- Minimum accepted
- $6K Reported outside-investor minimum
- First sale
- Oct 16, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 29, 2009 | Initial | $2,992,000 | No comparison | 48 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $179K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-135686
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Richard J. Katterson | 264922 | WRP Investments, Inc. · CRD 7635 |
| John David Hebert | 1556657 | QA3 Financial Corp. · CRD 14754 |
| Jack T. Kennebeck | 267683 | QA3 Financial Corp. · CRD 14754 |
| Daniel G. McPherson | 4964802 | Sammons Securities Company · CRD 115368 |
| Mary Ellen Trotter | 862519 | Centaurus Financial, Inc. · CRD 30833 |
| Bradford M. Kimball | 1363609 | Detwiller Fenton & Co. · CRD 1794 |
| Brian W. Bernier | 1298285 | Detwiller Fenton & Co. · CRD 1794 |
| Scott C. Winslow | 2530449 | Detwiller Fenton & Co. · CRD 1794 |
| Kristine E. Miele | 2214295 | Sigma Financial Corporation · CRD 14303 |
| Louise H. Lobe | 4314977 | Sigma Financial Corporation · CRD 14303 |
| Triad Investors, Inc. | 25803 | |
| Stephen William Gierl | 1086533 | Cambridge Investments Research, Inc. · CRD 39543 |
Source: Form D, filed Oct 29, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Catalyst Energy, Inc. | Promoter |
| Douglas Edward Jones | Executive |
| Janet R. O'malley | Executive |
| Paul Ryan Rodgers | Executive, Promoter |
| William Rodgers, Jr. | Executive, Promoter |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
800 Cranberry Woods Drive Suite 290
Cranberry Township, PA, 16066
Cranberry Township, PA, 16066