Form D · Hedge Fund

CATALYST ASSOCIATES, LP

Darien, CT · CIK 0001091904

Offering snapshot reported Jun 26, 2013 · SEC filing

Reported sold
$14.3M
Indefinite offering
Investors reported
44
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 26, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 26, 2013Initial$14,266,704No comparison44SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-198613

Source: Form D, filed Jun 26, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CATALYST ASSOCIATES,LP

Investment adviser: CAT PARTNERS, LLC

Gross asset value
$56.9M
Beneficial owners
40
ADV minimum commitment
$500K

Reported in Form ADV on Feb 24, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRASSI & CO. NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 873807 · Feb 24, 2015 · Schedule D 7.B.(1), fund 805-6939903065

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Robert Bruce Executive
Donald Everett Hamilton Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Cat Partners, Llc 23 Old Kingshighway, South, Suite 200
Darien, CT, 06820