Form D · Venture Capital Fund

Catalio Special Opportunities Fund III, LLC

New York, NY · CIK 0001899219

Offering snapshot reported Jun 2, 2022 · SEC filing

Reported sold: $3.98M
Investors reported: 23
Minimum accepted: $250K
First sale: Dec 13, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 2, 2022	Initial	$3,977,500	No comparison	23	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-447810

Source: Form D, filed Jun 2, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CATALIO SPECIAL OPPORTUNITIES FUND III, LLC

Investment adviser: CATALIO CAPITAL MANAGEMENT, LP

Gross asset value: $1.53M
Beneficial owners: 23
ADV minimum commitment: $250K

Reported in Form ADV on Nov 1, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES INC ROANOKE, Virginia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1796281 · Nov 1, 2023 · Schedule D 7.B.(1), fund 805-5712539360

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Catalio Capital Management, Lp	Director
N/A Catalio Special Opportunities Manager I, Llc	Director, Executive
Georgios Petrocheilos	Director
R. Jacob Vogelstein	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

24 W. 25th St. Suite 200
New York, NY, 10010