Form D · Hedge Fund

CASTLEROCK PARTNERS L P

New York, NY · CIK 0000906576

Offering snapshot reported Mar 26, 2014 · SEC filing

Reported sold: $282M
Investors reported: 300
Minimum accepted: $0
First sale: Jun 1, 1993

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$281,434,000 → $282,134,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 26, 2014	Amendment	$282,134,000	$700,000vs Mar 26, 2013	300	SEC filing
Mar 26, 2013	Amendment	$281,434,000	$2,400,000vs Mar 26, 2012	300	SEC filing
Mar 26, 2012	Amendment	$279,034,000	$3,987,000vs Mar 24, 2011	295	SEC filing
Mar 24, 2011	Amendment	$275,047,000	$13,025,000vs Mar 25, 2010	295	SEC filing
Mar 25, 2010	Amendment	$262,022,000	No comparison	288	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $738K (estimated)
Finders' fees: $0
Form D file number: 021-90657-6N

Does not include prior investors that had fully redeemed from the Issuer as of March 2009.

Neither Merrill Lynch, Barbara Doran nor Agecroft Partners, LLC currently solicits for the Issuer.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Agecroft Partners, LLC	139227
Barbara Doran	None	Doran Capital Advisors, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc.	7691

Source: Form D, filed Mar 26, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
CASTLEROCK PARTNERS L P (this fund)	Mar 26, 2014	$282,134,000	300
CASTLEROCK PARTNERS II L P	Mar 26, 2014	$20,949,000	58

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ellen H. Adams	Executive
Anthony Federici	Executive
Maria Lamari Burden	Executive
Daniel Sheridan	Executive
Paul P. Tanico	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 Park Avenue 23 Rd Floor
New York, NY, 10178