Form D · Hedge Fund
Castlerigg Merger Arbitrage & Equity Event Fund, Ltd.
New York, NY · CIK 0001479083
Offering snapshot reported Aug 1, 2017 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 1, 2017 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Aug 1, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 30, 2015 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 30, 2014 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Mar 25, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-214175
Sales commission is equal to 20% of the management and performance fees received by the Investment Manager.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Anton Katz | 1221289 | Saxony Securities, Inc · CRD 115547 |
Source: Form D, filed Aug 1, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony L Bavaro | Executive |
| Daniel L Borenstein | Executive |
| Adam L Hoffman | Executive |
| Triet L Leminh | Executive |
| Daniel Mignon | Director |
| Thomas Eric Sandell | Director, Executive, Promoter |
| Hilmi Unver | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
540 Madison Avenue, 36 Th Floor New York
New York, NY, 10022
New York, NY, 10022