Form D · Private Equity Fund

Castlelake III, L.P.

Minneapolis, MN · CIK 0001594375

Offering snapshot reported Dec 20, 2013 · SEC filing

Reported sold: $500M
Investors reported: 28
Minimum accepted: $0
First sale: Dec 18, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 20, 2013	Initial	$500,250,000	No comparison	28	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-208425

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Denning and Company, LLC	115971

Source: Form D, filed Dec 20, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLELAKE III, L.P.

Investment adviser: CASTLELAKE, L.P.

Gross asset value: $203M
Beneficial owners: 61
ADV minimum commitment: $10M

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG MINNEAPOLIS, Minnesota, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Prime broker GOLDMAN SACHS PRIME BROKERAGE NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

WELLS FARGO SECURITIES, LLC
SEC 8-65876

Filing source

Form ADV 2063985 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-6640809649

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Rory O'neill	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4600 Wells Fargo Center 90 South Seventh Street
Minneapolis, MN, 55402