Form D · Other Investment Fund

CastleArk Investment Trust

Chicago, IL · CIK 0001541213

Offering snapshot reported Feb 2, 2012 · SEC filing

Reported sold: $79.9M
Investors reported: 8
Minimum accepted: $5M
First sale: Jun 30, 2011

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 2, 2012	Initial	$79,872,000	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-172852

Source: Form D, filed Feb 2, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLEARK INVESTMENT TRUST

Investment adviser: CASTLEARK MANAGEMENT LLC

Gross asset value: $36.4M
Beneficial owners: 3
ADV minimum commitment: $3M

Reported in Form ADV on Apr 2, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON CORP PHILADELPHIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY LLP CHICAGO, Illinois, United States

Custodian BANK OF NEW YORK MELLON CORP PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 904673 · Apr 2, 2015 · Schedule D 7.B.(1), fund 805-8666518077

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jerome A Castellini	Executive, Promoter
Edward A Clark	Executive, Promoter
Robert S Takazawa	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1 North Wacker Dr., Suite 3950
Chicago, IL, 60606