Form D · Hedge Fund

Castle Creek SPAC Fund LLC

Avon, CO · CIK 0001841829

Offering snapshot reported May 10, 2023 · SEC filing

Reported sold
$88.8M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44.4M$88.8MFeb 11, 2021: $11,750,000.00Feb 11, 2021Jan 31, 2022: $88,750,000.00Jan 31, 2022May 13, 2022: $88,750,000.00May 10, 2023: $88,750,000.00May 10, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2023Amendment$88,750,000$0vs May 13, 202210SEC filing
May 13, 2022Amendment$88,750,000$0vs Jan 31, 202210SEC filing
Jan 31, 2022Amendment$88,750,000$77,000,000vs Feb 11, 202110SEC filing
Feb 11, 2021Initial$11,750,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-389223

Source: Form D, filed May 10, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASTLE CREEK SPAC FUND, LLC

Investment adviser: CASTLE CREEK ARBITRAGE, LLC

Gross asset value
$165M
Beneficial owners
13
ADV minimum commitment
$1M

Reported in Form ADV on Mar 7, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HSBC SECURITIES SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE CHICAGO, Illinois, United States
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian TD PRIME SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Prime broker TD PRIME SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

TD PRIME SERVICES LLC
SEC 8-3337

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

TD PRIME SERVICES LLC
CRD 1914 · SEC 8-3337

Filing source

Form ADV 1721231 · Mar 7, 2023 · Schedule D 7.B.(1), fund 805-5753528898

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Amir A. Ahmed Executive, Promoter
Castle Creek Arbitrage, Llc Executive, Promoter
Peter C. Fletcher Executive, Promoter
Chris Perz Executive
Allan D. Weine Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
111 W. Beaver Creek Blvd Po Box 3500
Avon, CO, 81620