Form D · Other
Castle Brands Inc
New York, NY · CIK 0001311538
Offering snapshot reported Aug 19, 2013 · SEC filing
- Reported sold
- $1.25M Offering amount: $1.25M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Aug 7, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 19, 2013 | Initial | $1,250,000 | No comparison | 11 | SEC filing |
| Jun 16, 2011 | Initial | $7,081,231 | No comparison | 21 | SEC filing |
| Jun 23, 2010 | Initial | $840,000 | No comparison | 1 | SEC filing |
| Sep 30, 2009 | Initial | $1,928,572 | No comparison | 2 | SEC filing |
| Nov 4, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 20, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 2, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-201530
Source: Form D, filed Aug 19, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Andrews | Director |
| Mark E. Andrews Iii | Director |
| John F. Beaudette | Director |
| Henry C. Beinstein | Director |
| Harvey P. Eisen | Director |
| Phillip Frost | Director |
| Phillip Frost, M.D. | Director |
| John S. Glover | Executive |
| Glenn L. Halpryn | Director |
| Richard J. Lampen | Director, Executive |
| Micaela Pallini | Director |
| Alejandra Pena | Executive |
| Steven D. Rubin | Director |
| Dennis Scholl | Director |
| Alfred J. Small | Executive |
| T. Kelley Spillane | Executive |
| Sergio Zyman | Director |
Issuer details
Industry: Other (See others in industry)
Address:
122 East 42 Nd Street, Suite 4700
New York, NY, 10168
New York, NY, 10168