Form D · Other

CASTLE A M & CO

Oak Brook, IL · CIK 0000018172

Offering snapshot reported Sep 14, 2017 · SEC filing

Reported sold
$2.93M
Offering amount: $2.93M
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 31, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 14, 2017Initial$2,925,950No comparison7SEC filing
Sep 14, 2017Initial$2,400,000No comparison7SEC filing
May 24, 2017InitialYet to sellNo comparison0SEC filing
May 23, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-294666
Restricted stock awarded to officers pursuant to the A.M Castle & Co. Management Incentive Plan.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NONENone

Source: Form D, filed Sep 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patrick R. Anderson Executive
Jeffrey A. Brodsky Director
Howard Brod Brownstein Director
Marec E. Edgar Executive
Ronald E. Knopp Executive
Pamela Forbes Lieberman Director
Jonathan B. Mellin Director
Jacob Mercer Director
Steven W. Scheinkman Director, Executive
Jonathan Segal Director
Michael J. Sheehan Director

Issuer details

Industry: Other (See others in industry)

Address:
1420 Kensington Road Suite 220
Oak Brook, IL, 60523