Form D · Hedge Fund

Caspian Focused Opportunities Fund, L.P.

New York, NY · CIK 0001530807

Offering snapshot reported Jul 10, 2024 · SEC filing

Reported sold: $279M
Investors reported: 21
Minimum accepted: $0
First sale: Sep 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$234,925,467 → $279,275,467
Reported investors18 → 21

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 10, 2024	Amendment	$279,275,467	$44,350,000vs Jul 10, 2023	21	SEC filing
Jul 10, 2023	Amendment	$234,925,467	$77,246,477vs Jun 23, 2022	18	SEC filing
Jun 23, 2022	Amendment	$157,678,990	$97,692,991vs Jun 21, 2021	16	SEC filing
Jun 21, 2021	Amendment	$59,985,999	$20,000,000vs Jun 18, 2020	7	SEC filing
Jun 18, 2020	Amendment	$39,985,999	$0vs Jun 19, 2019	6	SEC filing
Jun 19, 2019	Amendment	$39,985,999	$0vs Jun 21, 2018	6	SEC filing
Jun 21, 2018	Amendment	$39,985,999	$0vs Sep 5, 2017	6	SEC filing
Sep 5, 2017	Amendment	$39,985,999	$1,443,661vs Sep 7, 2016	6	SEC filing
Sep 7, 2016	Amendment	$38,542,338	$6,500,000vs Sep 11, 2015	5	SEC filing
Sep 11, 2015	Amendment	$32,042,338	$5,000,000vs Sep 18, 2014	4	SEC filing
Sep 18, 2014	Amendment	$27,042,338	$0vs Sep 18, 2013	4	SEC filing
Sep 18, 2013	Amendment	$27,042,338	$0vs Sep 21, 2012	4	SEC filing
Sep 21, 2012	Amendment	$27,042,338	$8,042,338vs Sep 26, 2011	4	SEC filing
Sep 26, 2011	Initial	$19,000,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $5M (estimated)
Finders' fees: $0
Form D file number: 021-166374

Estimate includes fees that may be paid over the next 12 months.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Falls Bridge Securities, LLC	299526

Source: Form D, filed Jul 10, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASPIAN FOCUSED OPPORTUNITIES FUND, L.P.

Investment adviser: CASPIAN CAPITAL, LP

Gross asset value: $1.29B
Beneficial owners: 78
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP GEORGE TOWN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer FALLS BRIDGE SECURITIES, LLC BALA CYNWYD, Pennsylvania, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 1096

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

FALLS BRIDGE SECURITIES, LLC
CRD 299526 · SEC 8-70247

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 2073582 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-8431385002

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Caspian Capital Lp	Promoter
Adam S. Cohen	Director
David Corleto	Director
Mark A. Weissman	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 East 53 Rd Street 35 Th Floor
New York, NY, 10022