Form D · Hedge Fund

Caspian Focused Credit L Fund, L.P.

New York, NY · CIK 0001556577

Offering snapshot reported Sep 4, 2014 · SEC filing

Reported sold
$9.5M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$108M$216MAug 21, 2012: $72,692,702.00Aug 21, 2012Aug 21, 2013: $216,270,000.00Aug 21, 2013Sep 4, 2013: $4,000,000.00Sep 4, 2014: $7,000,000.00Sep 4, 2014: $9,500,000.00Sep 4, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,000,000 → $9,500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 4, 2014Amendment$7,000,000$3,000,000vs Sep 4, 20133SEC filing
Sep 4, 2014Amendment$9,500,000$2,500,000vs Sep 4, 20143SEC filing
Sep 4, 2013Amendment$4,000,000-$212,270,000vs Aug 21, 20132SEC filing
Aug 21, 2013Amendment$216,270,000$143,577,298vs Aug 21, 201216SEC filing
Aug 21, 2012Initial$72,692,702No comparison13SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-183020

Source: Form D, filed Sep 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASPIAN FOCUSED CREDIT L FUND, L.P.

Investment adviser: CASPIAN CAPITAL, LP

Gross asset value
$23.4M
Beneficial owners
25
ADV minimum commitment
$0

Reported in Form ADV on Aug 1, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 939091 · Aug 1, 2015 · Schedule D 7.B.(1), fund 805-7153047342

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adam S. Cohen Director
David Corleto Director
Mark A. Weissman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
767 Fifth Avenue 45 Th Floor
New York, NY, 10153