Form D · Hedge Fund

Caspian Focused Credit Fund, L.P.

New York, NY · CIK 0001597231

Offering snapshot reported Jan 12, 2016 · SEC filing

Reported sold
$8M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4M$8MJan 15, 2014: $1,500,000.00Jan 15, 2014Jan 13, 2015: $8,000,000.00Jan 13, 2015Jan 12, 2016: $8,000,000.00Jan 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2016Amendment$8,000,000$0vs Jan 13, 20152SEC filing
Jan 13, 2015Amendment$8,000,000$6,500,000vs Jan 15, 20142SEC filing
Jan 15, 2014Initial$1,500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-210206

Source: Form D, filed Jan 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASPIAN FOCUSED CREDIT FUND, L.P.

Investment adviser: CASPIAN CAPITAL, LP

Gross asset value
$23.9M
Beneficial owners
11
ADV minimum commitment
$0

Reported in Form ADV on Aug 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1037266 · Aug 26, 2016 · Schedule D 7.B.(1), fund 805-2348853077

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Caspian Capital Lp Promoter
Adam S. Cohen Director
David Corleto Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
767 Fifth Avenue 45 Th Floor
New York, NY, 10153