Form D · Hedge Fund
Caspian Corporate Loan Fund, LLC
Harrison, NY · CIK 0001462477
Offering snapshot reported Apr 21, 2010 · SEC filing
- Reported sold
- $115M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jun 1, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 21, 2010 | Amendment | $114,692,038 | No comparison | 2 | SEC filing |
| Apr 24, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7.9K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-130460
Future estimate only
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mariner Group Capital Markets, Inc. | 25878 |
Source: Form D, filed Apr 21, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam Cohen | Director |
| Peter O'rourke | Executive |
| Mark A. Weissman | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
500 Mamaroneck Avenue 4 Th Floor
Harrison, NY, 10528
Harrison, NY, 10528