Form D · Hedge Fund

Cascabel Fund LP

New York, NY · CIK 0001487333

Offering snapshot reported May 13, 2014 · SEC filing

Reported sold
$121M
Indefinite offering
Investors reported
72
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Sep 2, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$60.3M$121MMar 25, 2010: $45,377,801.00Mar 25, 2010Mar 25, 2011: $94,679,853.00Mar 25, 2011Apr 6, 2012: $113,449,853.00Apr 6, 2012May 13, 2013: $119,741,459.00May 13, 2013May 13, 2014: $120,526,459.00May 13, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$119,741,459 → $120,526,459
  • Reported investors70 → 72

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 13, 2014Amendment$120,526,459$785,000vs May 13, 201372SEC filing
May 13, 2013Amendment$119,741,459$6,291,606vs Apr 6, 201270SEC filing
Apr 6, 2012Amendment$113,449,853$18,770,000vs Mar 25, 201169SEC filing
Mar 25, 2011Amendment$94,679,853$49,302,052vs Mar 25, 201065SEC filing
Mar 25, 2010Initial$45,377,801No comparison25SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-139926
The persons listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Richard A. Rhoads2454875Frontier Solutions, LLC · CRD 136102
Jeffrey Beck1408965Frontier Solutions, LLC · CRD 136102

Source: Form D, filed May 13, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASCABEL FUND LP

Investment adviser: CASCABEL MANAGEMENT LP

Gross asset value
$53.2M
Beneficial owners
33
ADV minimum commitment
$1M

Reported in Form ADV on Apr 29, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP ROSELAND, New Jersey, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian THE BANK OF NEW YORK TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Marketer R6 CAPITAL GROUP LLC RICHMOND, Virginia, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MORGAN STANLEY & CO. LLC
SEC 8-15869

PERSHING LLC
SEC 8-17574

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 915567 · Apr 29, 2015 · Schedule D 7.B.(1), fund 805-9347251291

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Laurence W. Chang Executive
Scott Sinclair Executive
John Scott Sinclair Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Cascabel Gp Llc 101 Park Avenue, 33 Rd Floor
New York, NY, 10178