Form D · Other Health Care
CAS MEDICAL SYSTEMS INC
Branford, CT · CIK 0000764579
Offering snapshot reported Jun 15, 2011 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 8, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 15, 2011 | Initial | $15,000,000 | No comparison | 3 | SEC filing |
| Jun 30, 2010 | Initial | $1,925,000 | No comparison | 13 | SEC filing |
| May 23, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $900K
- Form D file number
- 021-161292
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners, LLC | 15407 |
Source: Form D, filed Jun 15, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffery Baird | Executive |
| Jerome Baron | Director |
| Lawrence Burstein | Director |
| Matthew Herwig | Executive |
| Evan Jones | Director |
| Andrew Kersey | Director, Executive |
| Thomas Patton | Director, Executive |
| Gregory Rainey | Director |
| Louis Scheps | Director |
| James Thomas | Director |
| Kathleen Tune | Director |
| Kenneth Weisshaar | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
44 East Industrial Road
Branford, CT, 06405
Branford, CT, 06405