Form D · Hedge Fund
Cartica Investors, L.P.
Washington, DC · CIK 0001557688
Offering snapshot reported Mar 7, 2022 · SEC filing
- Reported sold
- $1.61B Indefinite offering
- Investors reported
- 42 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 4, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,443,168,549 → $1,612,153,080
- Reported investors33 → 42
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 7, 2022 | Amendment | $1,612,153,080 | $168,984,531vs Mar 10, 2021 | 42 | SEC filing |
| Mar 10, 2021 | Amendment | $1,443,168,549 | $0vs Mar 12, 2020 | 33 | SEC filing |
| Mar 12, 2020 | Amendment | $1,443,168,549 | $0vs Mar 12, 2019 | 33 | SEC filing |
| Mar 12, 2019 | Amendment | $1,443,168,549 | $255,999,999vs Mar 14, 2018 | 33 | SEC filing |
| Mar 14, 2018 | Amendment | $1,187,168,550 | $0vs Mar 16, 2017 | 31 | SEC filing |
| Mar 16, 2017 | Amendment | $1,187,168,550 | $45,500,000vs Mar 17, 2016 | 31 | SEC filing |
| Mar 17, 2016 | Amendment | $1,141,668,550 | $87,150,000vs Mar 20, 2015 | 31 | SEC filing |
| Mar 20, 2015 | Amendment | $1,054,518,550 | $50,628,000vs Mar 21, 2014 | 29 | SEC filing |
| Mar 21, 2014 | Amendment | $1,003,890,550 | $903,890,550vs Sep 7, 2012 | 27 | SEC filing |
| Mar 22, 2013 | Amendment | $134,540,000 | $34,540,000vs Sep 7, 2012 | 5 | SEC filing |
| Sep 7, 2012 | Initial | $100,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.19M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-183808
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| c/o XT Capital Partners, LLC | None | XT Capital Partners, LLC · CRD 118719 |
Source: Form D, filed Mar 7, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CARTICA INVESTORS, L.P.
Investment adviser: CARTICA MANAGEMENT, LLC
- Gross asset value
- $1.08M
- Beneficial owners
- 10
- ADV minimum commitment
- $10M
Reported in Form ADV on Mar 27, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE
PCAOB 34
STATE STREET ALTERNATIVE INVESTMENT SOLUTIONS
LEI 571474TGEMMWANRLN572
Filing source
Form ADV 1852380 · Mar 27, 2024 · Schedule D 7.B.(1), fund 805-5014199276
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Teresa Barger | Director |
| Cartica Capital Partners Gp, Ltd. | Executive |
| Cartica Management, Llc | Promoter |
| Cartica Management, L.P. | Promoter |
| Farida Khambata | Executive |
| Elizabeth Krentzman | Director |
| Jeffrey Nuechterlein | Director |
| Steven J. Quamme | Director |
| Daphne Richards | Director |
| Marianne Smythe | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20006